AFSL Compliance

G2 can provide assistance to your financial services business with the following:

• apply for an Australian Financial Services Licence (AFSL)
• variations to your current AFSL
• help you build your compliance and risk management framework to ensure your business operates within your AFS licence conditions.
• conduct independent AFSL compliance reviews
• provide ongoing compliance monitoring of your licensed activities

Get in touch with us to discuss how we can help create a robust AFSL compliance framework for your business.

Anti-Money Laundering and Counter-Terrorism Financing (AML/CTF) compliance

If your Australian business is providing the following services it is most likely that you will have obligations under the AML/CTF Act 2006 (Cth):

• remittance services
• managed investment schemes
• digital currency exchange
• OTC and derivative market making
• equities and derivative broking
• financial planning
• real estate agent 
• accountant
• legal 

The Australian Transaction Reports and Analysis Centre (AUSTRAC) is the AML/CTF regulator and they can levy severe penalties against companies and business owners who are not operating within the AML/CTF Act and AML/CTF Rules requirements.

Get in touch with us to discuss how we can help create a robust AML/CTF compliance framework for your business.

Investment Fund Due Diligence

Through our effective due diligence process, the team at G2 can provide you with comfort that your investments are not exposed to potential fraud or unlicensed operators.